-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V5R7kRL+mMllaSxxKYPtdLkz4DJdP3BnFIEOKkEajtM6V/dx57IrubKGwGZEDK4B 6VwBTyVYJp0NeINx30ZRqQ== 0001144204-10-011238.txt : 20100303 0001144204-10-011238.hdr.sgml : 20100303 20100303164443 ACCESSION NUMBER: 0001144204-10-011238 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100303 DATE AS OF CHANGE: 20100303 GROUP MEMBERS: GEMINI STRATEGIES, LLC GROUP MEMBERS: STEVEN WINTERS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: San West, Inc CENTRAL INDEX KEY: 0001070181 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 770481056 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-78213 FILM NUMBER: 10653940 BUSINESS ADDRESS: STREET 1: 21316 SEASPRITE CIRCLE CITY: HUNTINGTON BEACH STATE: CA ZIP: 92646 BUSINESS PHONE: 760-510-6910 MAIL ADDRESS: STREET 1: 21316 SEASPRITE CIRCLE CITY: HUNTINGTON BEACH STATE: CA ZIP: 92646 FORMER COMPANY: FORMER CONFORMED NAME: HUMAN BIOSYSTEMS INC DATE OF NAME CHANGE: 19991027 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GEMINI MASTER FUND LTD CENTRAL INDEX KEY: 0001403092 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: GEMINI STRATEGIES LLC STREET 2: 12220 EL CAMINO REAL STE 400 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 585 480 2828 MAIL ADDRESS: STREET 1: GEMINI STRATEGIES LLC STREET 2: 12220 EL CAMINO REAL STE 400 CITY: SAN DIEGO STATE: CA ZIP: 92130 SC 13G 1 v176237_sc13g.htm Unassociated Document


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
SCHEDULE 13G
(Rule 13d-102)

Information to be Included in Statements Filed Pursuant to Rules 13d-1(b), (c)
and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2

(AMENDMENT NO.___ )*
 
San West, Inc.
(Name of Issuer)
 
Common Stock, no par value
(Title of Class of Securities)
 
799560 10 7
(CUSIP Number)
 
March 1, 2010
(Date of Event which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
o Rule 13d-1 (b)
x Rule 13d-1 (c)
o Rule 13d-1 (d)
 
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
(Continued on following pages)
 

Page 1 of 7 Pages
 
 

 

CUSIP No. 799560 10 7
13G
Page 2 of 7 Pages
 
           
1  
NAMES OF REPORTING PERSONS:
 
 
Gemini Master Fund, Ltd.
     
2  
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
  (a)   o
  (b)   x
     
3  
SEC USE ONLY:
   
   
     
4  
CITIZENSHIP OR PLACE OF ORGANIZATION:
   
 
Cayman Islands
       
  5  
SOLE VOTING POWER:
     
NUMBER OF
 
0
       
SHARES 6  
SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY  
10,000,000
       
EACH 7  
SOLE DISPOSITIVE POWER:
REPORTING    
PERSON  
0
       
WITH: 8  
SHARED DISPOSITIVE POWER:
     
   
10,000,000
     
9  
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
 
10,000,000
     
10  
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11  
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  8.0%
     
12  
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  CO

 
 

 
 
CUSIP No. 799560 10 7
13G
Page 3 of 7 Pages
 
           
1  
NAMES OF REPORTING PERSONS:
 
 
Gemini Strategies, LLC
     
2  
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
  (a)   o
  (b)   x
     
3  
SEC USE ONLY:
   
   
     
4  
CITIZENSHIP OR PLACE OF ORGANIZATION:
   
 
Delaware
       
  5  
SOLE VOTING POWER:
     
NUMBER OF
 
0
       
SHARES 6  
SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY  
10,000,000
       
EACH 7  
SOLE DISPOSITIVE POWER:
REPORTING    
PERSON  
0
       
WITH: 8  
SHARED DISPOSITIVE POWER:
     
   
10,000,000
     
9  
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
 
10,000,000
     
10  
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11  
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  8.0%
     
12  
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  OO

 
 

 

CUSIP No. 799560 10 7
13G
Page 4 of 7 Pages
 
           
1  
NAMES OF REPORTING PERSONS:
 
 
Steven Winters
     
2  
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
  (a)   o
  (b)   x
     
3  
SEC USE ONLY:
   
   
     
4  
CITIZENSHIP OR PLACE OF ORGANIZATION:
   
 
United States
       
  5  
SOLE VOTING POWER:
     
NUMBER OF
 
0
       
SHARES 6  
SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY  
10,000,000
       
EACH 7  
SOLE DISPOSITIVE POWER:
REPORTING    
PERSON  
0
       
WITH: 8  
SHARED DISPOSITIVE POWER:
     
   
10,000,000
     
9  
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
 
10,000,000
     
10  
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11  
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  8.0%
     
12  
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN

 
 

 

CUSIP No. 799560 10 7
13G
Page 5 of 7 Pages
 
Item 1(a).
Name of Issuer:

San West, Inc.

Item 1(b).
Address of Issuer's Principal Executive Offices:
 
10350 Mission Gorge Road, Santee, California 92071

Item 2(a).
Name of Persons Filing:
 
Gemini Master Fund, Ltd,
Gemini Strategies, LLC
Steven Winters

All of the securities covered by this report are owned directly by Gemini Master Fund, Ltd.  Gemini Strategies, LLC is the investment manager of Gemini Master Fund, Ltd., and Steven Winters is the sole managing member of Gemini Strategies, LLC.  As permitted by Rule 13d-4, the filing of this statement shall not be construed as an admission that either Gemini Strategies, LLC or Steven Winters is the beneficial owner of any of the securities covered by this statement, and each of Gemini Strategies, LLC and Steven Winters expressly disclaims any equitable or beneficial ownership of such securities.
 
Item 2(b).
Address of Principal Business Office or, if none, Residence:
 
Address for all filers:  c/o Gemini Strategies, LLC 135 Liverpool Drive, Suite C, Cardiff, CA 92007
 
Item 2(c).
Citizenship:

Gemini Master Fund, Ltd. was organized under the laws of the Cayman Islands. 
Gemini Strategies, LLC was formed under the laws of the State of Delaware
Steven Winters is a United States citizen.
 
Item 2(d).
Title of Class of Securities:

Common Stock, no par value

Item 2(e).
CUSIP Number:

799560 10 7

Item 3.
If this statement is filed pursuant to rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
 
Not Applicable

 
 

 

CUSIP No. 799560 10 7
13G
Page 6 of 7 Pages

Item 4.
Ownership:
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 
(a)
Amount Beneficially Owned:  10,000,000 shares as of March 1, 2010
 
The Reporting Persons own a total of 10,000,000 shares of Common Stock, which shares were acquired on March 1, 2010.  In addition, Gemini Master Fund, Ltd. (“Gemini”) owns a convertible note issued by the Company with a principal amount of $150,000 (“Note”) which is convertible into shares of Common Stock of the issuer; however, in accordance with Rule 13d-4 under the Securities Exchange Act of 1934, as amended, because the number of shares of Common Stock into which the Note is convertible is limited, pursuant to the terms of such instrument, to that number of shares of Common Stock which would result in the Reporting Persons having beneficial ownership of 4.9% of the total issued and outstanding shares of Common Stock (the "Ownership Limitation"), the Reporting Persons disclaim beneficial ownership of any and all shares of Common Stock that would cause any Reporting Person's beneficial ownership to exceed the Ownership Limitation, and the Note therefore is currently not convertible.

 
(b)
Percent of Class:  8.0%

Based upon 124,960,828 shares of Common Stock outstanding as of December 31, 2010, as reported in the Issuer’s Post-Effective Amendment No. 1 to Form S-1 Registration Statement filed on January 8, 2010.

 
(c)
Number of shares as to which such person has:
 
 
(i)
sole power to vote or to direct the vote:  0
 
 
(ii)
shared power to vote or to direct the vote:  10,000,000
 
 
(iii)
sole power to dispose or to direct the disposition of:  0
 
 
(iv)
shared power to dispose or to direct the disposition of:  10,000,000

Item 5.
Ownership of Five Percent or Less of a Class:
 

Item 6.
Ownership of More than Five Percent on Behalf of Another Person:

Not Applicable
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company of Control Person:

Not Applicable

Item 8.
Identification and Classification of Members of the Group:

Not Applicable

Item 9.
Notice of Dissolution of Group:
 
Not Applicable

 
 

 

CUSIP No. 799560 10 7
13G
Page 7 of 7 Pages

Item 10.
Certification:
 
By signing below the undersigned certify that, to the best of its/his knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 

SIGNATURE
 
After reasonable inquiry and to the best of its/his knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
 
 
March 3, 2010
       
 
GEMINI MASTER FUND, LTD.
 
By:
GEMINI STRATEGIES, LLC, as investment manager
       
       
   
By:
/s/ Steven Winters
   
Name:
Steven Winters
   
Title:
Managing Member
       
 
GEMINI STRATEGIES, LLC
       
       
 
By:
/s/ Steven Winters
 
Name:
Steven Winters
 
Title:
Managing Member
       
       
   
/s/ Steven Winters
   
Steven Winters

 
 

 

 
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